SEC Form 4/A · accession 0001104659-18-031008

Jones Energy, Inc. · JONE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Mike McConnell

Director

Period of report

Apr 17, 2018

Accepted (ET)

May 7, 2018 · 8:13 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001573166

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A common stock^F1	Apr 17, 2018	A	217,348	$0.00	A	558,868	D
Class A common stock^F2	Apr 17, 2018	D	178,376	$0.00	D	380,492	D
Class A common stock^F3	Apr 17, 2018	F	96,324	$0.62	D	284,168	D
Class B common stock^F4,F5	Apr 17, 2018	J	30,313	$0.00	D	553,013	I	See footnote
Class A common stock^F5	holding	—	—		—	633,001	I	See footnote

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Units of Jones Energy Holdings, LLC^F4,F5	—	Apr 17, 2018	J	30,313	D	—	—	Class A common stock	30,313	553,013	I

Explanation of responses

F1The Reporting Person was previously granted 217,348 Performance Share Units under the Amended and Restated Jones Energy, Inc. 2013 Omnibus Incentive Plan, all of which vested immediately upon the Reporting Person's termination as an employee and officer of the Issuer.
F2Upon the Reporting Person's termination as an employee and officer of the Issuer, the Reporting Person forfeited 178,376 Restricted Share Units that were previously reported but unvested.
F3Represents shares of Class A common stock of the Issuer ("Class A Shares") withheld for payment of withholding taxes upon the vesting of the PSUs described in item 1 above.
F4The shares of Class B common stock of the Issuer (the "Class B Shares") and an equivalent number of membership interests in Jones Energy Holdings, LLC (the "JEH LLC Units") reported herein were forfeited by the Reporting Person upon his termination as an employee of the Issuer.
F5The Class A Shares, Class B Shares and JEH LLC Units reported herein are or were beneficially owned by the Reporting Person solely as a result of his status as President of McConnell Interests, LLC, the general partner of McConnell Partnership, Ltd., which is the entity that directly beneficially owns such interests. The Reporting Person disclaims beneficial ownership of the Class A Shares, Class B Shares and JEH LLC Units reported herein except to the extent of his pecuniary interest therein.

Remarks

The original Form 4 filed on April 19, 2018 is being amended pursuant to this Form 4/A to correct the number of shares actually withheld for payment of withholding taxes upon the vesting of the PSUs described herein.