SEC Form 4 · accession 0001104659-18-022445
Jones Energy, Inc. · JONE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mike McConnell
Officer — President · Director
Period of report
Apr 2, 2018
Accepted (ET)
Apr 4, 2018 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573166
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1,F2 | Apr 2, 2018 | F | 38,146 | $0.80 | D | 341,520 | D | |
| Class A common stockF3 | holding | — | — | — | 633,001 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Class A common stock of the Issuer (the "Class A Shares") withheld for payment of withholding taxes upon the vesting of certain restricted stock units awarded under the Issuer's Amended and Restated 2013 Omnibus Incentive Plan (the "LTIP").
- F2The number of Class A Shares includes adjustments to unvested restricted stock units under the LTIP as a result of dividends on shares of the Issuer's 8.0% Series A Perpetual Convertible Preferred Stock paid in Class A Shares.
- F3The shares of Class A common stock ("Class A Shares") reported on this line are beneficially owned by the Reporting Person solely as a result of his status as President of McConnell Interests, LLC, the general partner of McConnell Partnership, Ltd., which are the entities that directly beneficially own such interests. The Reporting Person disclaims beneficial ownership of the Class A Shares reported on this line except to the extent of his pecuniary interest therein.