SEC Form 4 · accession 0001104659-17-074061
Jones Energy, Inc. · JONE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Niccum
Other
Period of report
Dec 15, 2017
Accepted (ET)
Dec 19, 2017 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573166
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B common stockF1 | Dec 15, 2017 | J | 13,066 | $0.00 | D | 0 | D | |
| Class A common stockF2,F1 | Dec 15, 2017 | J | 272,569 | $0.00 | D | 277,751 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Units of Jones Energy Holdings, LLCF1 | — | Dec 15, 2017 | J | 13,066 | D | — | — | Class A common stock | 13,066 | 0 | D |
Explanation of responses
- F1The reporting person forfeited the securities referenced herein in connection with the termination of his employment with Jones Energy, Inc. (the "Issuer").
- F2The number of shares of Class A common stock includes adjustments to unvested restricted stock units under the Issuer's Amended and Restated 2013 Omnibus Incentive Plan as a result of the dividend paid on November 15, 2017 on shares of the Issuer's 8.0% Series A Perpetual Convertible Preferred Stock paid in shares of Class A common stock.