SEC Form 4 · accession 0001104659-17-044489
Jones Energy, Inc. · JONE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J. Brooks
Officer — Executive VP & CFO
Period of report
Jul 7, 2017
Accepted (ET)
Jul 11, 2017 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573166
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B common stockF1 | Jul 7, 2017 | J | 53,245 | $0.00 | D | 21,078 | D | |
| Class A common stockF1 | Jul 7, 2017 | J | 53,245 | $0.00 | A | 564,997 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Units of Jones Energy Holdings, LLCF1 | — | Jul 7, 2017 | J | 53,245 | D | — | — | Class A common stock | 53,245 | 21,078 | D |
Explanation of responses
- F1The shares of Class B common stock of the Issuer and an equivalent number of membership interests in Jones Energy Holdings, LLC reported herein were exchanged by the Reporting Person for the shares of Class A common stock of the Issuer reported as acquired herein. This exchange was made pursuant to and in accordance with the Exchange Agreement dated July 29, 2013, included as Exhibit 10.3 to the Issuer's Current Report on Form 8-K filed July 30, 2013.