SEC Form 4 · accession 0001104659-17-024237
Jones Energy, Inc. · JONE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonny Jones
Officer — See Remarks · Director · 10% Owner
Period of report
Apr 15, 2017
Accepted (ET)
Apr 18, 2017 · 6:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573166
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock | Apr 15, 2017 | A | 398,406 | $0.00 | A | 851,170 | D | |
| Class A common stockF2 | holding | — | — | — | 1,450,005 | I | See footnote | |
| Class A common stockF3 | holding | — | — | — | 192,147 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person was granted 398,406 Restricted Stock Units ("RSUs") under the Amended and Restated Jones Energy, Inc. 2013 Omnibus Incentive Plan on April 15, 2017. The RSUs vest in equal installments of 33 1/3% on each of April 1, 2018, April 1, 2019 and April 1, 2020.
- F2The Reporting Person is deemed to beneficially own 1,450,005 shares of Class A common stock ("Class A Shares") of Jones Energy, Inc. as a result of his equity interest in JRJ Investment Fund, Ltd. The reporting person disclaims beneficial ownership of such Class A Shares except to the extent of his pecuniary interest therein.
- F3The Reporting Person indirectly beneficially owns such Class A Shares through the JRJ Jr. Trust V. The Reporting Person disclaims beneficial ownership of such Class A Shares except to the extent of his pecuniary interest therein.
Remarks
Chairman of the Board of Directors and Chief Executive Officer