SEC Form 4 · accession 0001104659-16-128502
Jones Energy, Inc. · JONE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J. Brooks
Officer — Executive VP & CFO
Period of report
Jun 17, 2016
Accepted (ET)
Jun 21, 2016 · 8:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573166
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF2 | Jun 17, 2016 | S | 5,000 | $4.31 | D | 139,543 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 20, 2016. The Reporting Person adopted the trading plan to provide liquidity to pay taxes associated with the vesting of equity awards during the second quarter and third quarter of 2016.
- F2The price reported in Column 4 is a weighted average price. These Class A Shares were sold in multiple transactions at prices ranging from $4.19 to $4.44. The Reporting Person undertakes to provide Jones Energy, Inc., any security holder of Jones Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Class A Shares sold at each separate price within the range set forth in this footnote.