SEC Form 4 · accession 0001104659-16-124894
Jones Energy, Inc. · JONE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonny Jones
Officer — Chairman of the BOD & CEO · Director · 10% Owner
Period of report
May 27, 2016
Accepted (ET)
Jun 1, 2016 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573166
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock | May 27, 2016 | A | 192,678 | $0.00 | A | 379,350 | D | |
| Class A common stockF1 | holding | — | — | — | 1,333,433 | I | See footnote | |
| Class A common stockF2 | holding | — | — | — | 176,700 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person is deemed to beneficially own 1,333,433 shares of Class A common stock ("Class A Shares") of Jones Energy, Inc. as a result of his equity interest in JRJ Investment Fund, Ltd. The reporting person disclaims beneficial ownership of such Class A Shares except to the extent of his pecuniary interest therein.
- F2The Reporting Person indirectly beneficially owns such Class A Shares through the JRJ Jr. Trust V. The Reporting Person disclaims beneficial ownership of such Class A Shares except to the extent of his pecuniary interest therein.
- F3The Reporting Person was granted 192,678 Restricted Stock Units ("RSUs") under the Amended and Restated Jones Energy, Inc. 2013 Omnibus Incentive Plan on May 27, 2016. The RSUs vest in equal installments of 33 1/3% on each of April 1, 2017, April 1, 2018 and April 1, 2019.