SEC Form 4 · accession 0001104659-15-032770
Jones Energy, Inc. · JONE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonny Jones
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Apr 29, 2015
Accepted (ET)
Apr 30, 2015 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573166
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF3 | Apr 29, 2015 | A | 115,075 | $0.00 | A | 363,372 | I | See footnote |
| Class A common stockF1 | holding | — | — | — | 1,333,433 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person is deemed to beneficially own 1,333,433 shares of Class A common stock ("Class A Shares") of Jones Energy, Inc. as a result of his equity interest in JRJ Investment Fund, Ltd. The reporting person disclaims beneficial ownership of such Class A Shares except to the extent of his pecuniary interest therein.
- F2The Reporting Person was granted 115,075 Restricted Stock Units ("RSUs") under the Jones Energy, Inc. 2013 Omnibus Incentive Plan on April 29, 2015. The RSUs vest in equal installments of 33 1/3% on each of April 1, 2016, April 1, 2017 and April 1, 2018.
- F3The Reporting Person indirectly beneficially owns such Class A Shares through the JRJ Jr. Trust V. The Reporting Person disclaims beneficial ownership of such Class A Shares except to the extent of his pecuniary interest therein.