SEC Form 4 · accession 0001104659-15-025771
Jones Energy, Inc. · JONE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mike McConnell
Officer — President · Director
Period of report
May 20, 2014
Accepted (ET)
Apr 3, 2015 · 3:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573166
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF2 | May 20, 2014 | A | 35,799 | $0.00 | A | 35,799 | I | See footnote |
| Class A common stockF2 | Apr 1, 2015 | S | 11,695 | $8.94 | D | 24,104 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person was granted 35,799 Restricted Stock Units ("RSUs") under the Jones Energy, Inc. 2013 Omnibus Incentive Plan on May 20, 2014. The RSUs vest in equal installments of 33 1/3% on each of April 1, 2015, April 1, 2016 and April 1, 2017.
- F2The shares of Class A common stock reported herein are or were beneficially owned by the Reporting Person solely as a result of his status as President of McConnell Interests, LLC, the general partner of McConnell Partnership, Ltd., which is the entity that directly beneficially owns such interests. The Reporting Person disclaims beneficial ownership of the Class B Shares, JEH LLC Units and Class A Shares reported herein except to the extent of his pecuniary interest therein.
- F3The Reporting Person sold 11,695 shares on the open market in order to satisfy tax obligations related to certain equity vesting events.