SEC Form 4 · accession 0000899243-16-027975
Jones Energy, Inc. · JONE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Metalmark Capital Partners II GP, L.P.
Director · 10% Owner
Metalmark Capital II LLC
Director · 10% Owner
Period of report
Aug 19, 2016
Accepted (ET)
Aug 23, 2016 · 9:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573166
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 8% Series A Perpetual Convertible Preferred StockF3,F4,F1,F2 | $3.19 | Aug 19, 2016 | A | 200,000 | A | — | — | Class A common stock | 3,139,220 | 200,000 | I |
Explanation of responses
- F1Based on the initial conversion price, which is subject to certain adjustments set forth in the Issuer's Certificate of Designation of 8% Series A Perpetual Convertible Preferred Stock.
- F2The 8% Series A Perpetual Convertible Preferred Stock has no expiration date, but may be converted into the Issuer's Class A common stock, par value $0.001 per share, upon the occurrence of certain events set forth in the Issuer's Certificate of Designations of 8% Series A Perpetual Convertible Preferred Stock.
- F3The Reporting Person is the general partner of Metalmark Capital Partners II GP, L.P. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
- F4Howard Hoffen, Chief Executive Officer of the Reporting Person, and Gregory D. Myers, a Managing Director of the Reporting Person, each serve as directors of the Issuer, and the Reporting Person and the entities described in footnote (3) of this Form 4 may each be deemed a director of the Issuer on the basis of their respective relationships with Howard Hoffen and Gregory D. Myers.