SEC Form 4 · accession 0001246360-19-001028
HD Supply Holdings, Inc. · HDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley Paulsen
Officer — Pres, HDS Facilities Main
Period of report
Mar 8, 2019
Accepted (ET)
Mar 12, 2019 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2019 | M | 517 | $42.70 | A | 6,590 | D | |
| Common Stock | Mar 8, 2019 | F | 174 | $42.70 | D | 6,416 | D | |
| Common Stock | Mar 9, 2019 | M | 542 | $42.70 | A | 6,958 | D | |
| Common Stock | Mar 9, 2019 | F | 159 | $42.70 | D | 6,799 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted StockF1 | $42.70 | Mar 8, 2019 | M | 517 | D | — | — | Common Stock | 517 | 1,552 | D |
| Restricted StockF3 | $42.70 | Mar 9, 2019 | M | 542 | D | — | — | Common Stock | 542 | 543 | D |
Explanation of responses
- F1Conversion on vesting and lapse of restrictions on restricted shares granted on March 8, 2018 under the Issuer Omnibus Incentive Plan. The award vests in four equal installments from the grant date.
- F2Shares withheld by Issuer pursuant to a non-discretionary share withholding procedure to satisfy tax withholding requirements on vesting of restricted shares.
- F3Conversion on vesting and lapse of restrictions on restricted shares granted on March 9, 2016 under the Issuer Omnibus Incentive Plan. The award vests in four equal installments from the grant date.