SEC Form 4 · accession 0001246360-19-001023
HD Supply Holdings, Inc. · HDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph J Deangelo
Officer — Chairman, President and CEO · Director
Period of report
Mar 8, 2019
Accepted (ET)
Mar 12, 2019 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2019 | M | 7,269 | $42.70 | A | 304,204 | D | |
| Common Stock | Mar 8, 2019 | F | 2,188 | $42.70 | D | 302,016 | D | |
| Common Stock | Mar 9, 2019 | M | 9,527 | $42.70 | A | 311,543 | D | |
| Common Stock | Mar 9, 2019 | F | 3,120 | $42.70 | D | 308,423 | D | |
| Common Stock | Mar 10, 2019 | M | 34,795 | $42.70 | A | 343,218 | D | |
| Common Stock | Mar 10, 2019 | F | 15,693 | $42.70 | D | 327,525 | D | |
| Common StockF1 | holding | — | — | — | 140,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted StockF2 | $42.70 | Mar 8, 2019 | M | 7,269 | D | — | — | Common Stock | 7,269 | 21,808 | D |
| Restricted StockF4 | $42.70 | Mar 9, 2019 | M | 9,527 | D | — | — | Common Stock | 9,527 | 9,528 | D |
| Restricted StockF5 | $42.70 | Mar 10, 2019 | M | 34,795 | D | — | — | Common Stock | 34,795 | 0 | D |
Explanation of responses
- F1These shares are held by a trust with respect to which the spouse of Mr. DeAngelo serves as trustee. Mr. DeAngelo disclaims any beneficial ownership of shares held by the trust.
- F2Conversion on vesting and lapse of restrictions on restricted shares granted on March 8, 2018 under the Issuer Omnibus Incentive Plan. The award vests in four equal installments from the grant date.
- F3Shares withheld by Issuer pursuant to a non-discretionary share withholding procedure to satisfy tax withholding requirements on vesting of restricted shares.
- F4Conversion on vesting and lapse of restrictions on restricted shares granted on March 9, 2016 under the Issuer Omnibus Incentive Plan. The award vests in four equal installments from the grant date.
- F5Conversion on vesting and lapse of restrictions on restricted shares granted on March 10, 2015 under the Issuer Omnibus Incentive Plan. The award vests in four equal installments from the grant date.