SEC Form 4 · accession 0001246360-19-000848
HD Supply Holdings, Inc. · HDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Evan Levitt
Officer — SVP, CFO & CAO
Period of report
Feb 28, 2019
Accepted (ET)
Mar 1, 2019 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2019 | M | 2,071 | $43.01 | A | 28,469 | D | |
| Common Stock | Feb 28, 2019 | F | 622 | $43.01 | D | 27,847 | D | |
| Common StockF1 | holding | — | — | — | 1,500 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted StockF2 | $43.01 | Feb 28, 2019 | M | 2,071 | D | — | — | Common Stock | 2,071 | 4,142 | D |
Explanation of responses
- F1These shares are held by the Revocable Trust of Alan N. Gilison and Susan G. Gilison, of which his children are residual beneficiaries. Mr. Levitt disclaims any beneficial ownership of the shares held by the trust.
- F2Conversion on vesting and lapse of restrictions on restricted shares granted on February 28, 2017 under the 2013 Omnibus Incentive Plan. The award vests in four equal installments from the grant date.
- F3Shares withheld by Issuer pursuant to a non-discretionary share withholding procedure to satisfy tax withholding requirements on vesting of restricted shares.