SEC Form 4 · accession 0001246360-18-001878
HD Supply Holdings, Inc. · HDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Stegeman
Officer — Pres, HD Supply C&I-White Cap
Period of report
Jul 18, 2018
Accepted (ET)
Jul 19, 2018 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 18, 2018 | M | 29,284 | $18.00 | A | 95,652 | D | |
| Common Stock | Jul 18, 2018 | S | 29,284 | $45.00 | D | 66,368 | D | |
| Common Stock | Jul 19, 2018 | M | 27,916 | $18.00 | A | 94,284 | D | |
| Common Stock | Jul 19, 2018 | S | 27,916 | $45.00 | D | 66,368 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Rights to buy)F2 | $18.00 | Jul 18, 2018 | M | 29,284 | D | — | — | Common Stock | 29,284 | 27,916 | D |
| Stock Options (Rights to buy)F2 | $18.00 | Jul 19, 2018 | M | 27,916 | D | — | — | Common Stock | 27,916 | 0 | D |
Explanation of responses
- F1The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- F2These options were granted on June 26, 2013 and vested on June 26, 2016.
- F3This transaction was executed in multiple trades ranging from $45 to $45.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades ranging from $45 to $45.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected