SEC Form 4 · accession 0001246360-18-001717
HD Supply Holdings, Inc. · HDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Stegeman
Officer — Pres, HD Supply C&I-White Cap
Period of report
Jun 5, 2018
Accepted (ET)
Jun 5, 2018 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 5, 2018 | M | 18,826 | $0.00 | A | 85,194 | D | |
| Common StockF2 | Jun 5, 2018 | S | 18,826 | $42.7085 | D | 66,368 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $8.30 | Jun 5, 2018 | M | 18,826 | D | Apr 11, 2014 | Apr 10, 2021 | Common Stock | 18,826 | 0 | D |
Explanation of responses
- F1The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- F2This transaction was executed in multiple trades at prices ranging from $42.59 to $42.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the SEC staff or a security holder of the issuer upon request full information regarding the number of shares and prices at which the transaction was effected.