SEC Form 4 · accession 0001246360-18-001587
HD Supply Holdings, Inc. · HDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick McNamee
Director
Period of report
May 17, 2018
Accepted (ET)
May 18, 2018 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 17, 2018 | M | 3,290 | $40.72 | A | 21,184 | D | |
| Common Stock | holding | — | — | — | 3,868 | I | By trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 17, 2018 | A | 3,192 | A | — | — | Common Stock | 3,192 | 3,192 | D |
| Restricted Stock UnitsF3 | $40.72 | May 17, 2018 | M | 3,290 | D | — | — | Common Stock | 3,290 | 0 | D |
Explanation of responses
- F1Each unit represents a contingent right to receive one share of Issuer common stock.
- F2Grant of restricted stock units under Issuer Omnibus Incentive Plan pursuant to its Board of Directors Compensation Policy. The units vest on the earliest of (1) the one-year anniversary of the grant date, (2) the next annual stockholders meeting, or (3) a change in control, and will be settled upon vesting unless the reporting person elects to defer settlement to a later date. A pro rata portion of the award vests upon termination of board service due to death, disability or age 75 retirement.
- F3Settlement of restricted stock units in shares of Issuer common stock on their scheduled vesting date. The units were granted on 5/17/2017 under Issuer Omnibus Incentive Plan pursuant to its Board of Directors Compensation Policy.