SEC Form 4 · accession 0001246360-18-001031
HD Supply Holdings, Inc. · HDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Evan Levitt
Officer — SVP, CFO & CAO
Period of report
Mar 6, 2018
Accepted (ET)
Mar 8, 2018 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2018 | M | 15,599 | $36.47 | A | 49,737 | D | |
| Common StockF2 | Mar 6, 2018 | F | 4,734 | $36.47 | D | 45,003 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted StockF1 | $36.47 | Mar 6, 2018 | M | 15,599 | D | — | — | Common Stock | 15,599 | 0 | D |
Explanation of responses
- F1Conversion on vesting and lapse of restrictions on restricted shares granted on March 6, 2014 under the 2013 Omnibus Incentive Plan. The award vests in four equal annual installments from the grant date.
- F21,500 of the shares attributed to Mr. Levitt in Table 1, Box 5, are held by the Revocable Trust of Alan N. Gilison and Susan G. Gilison, of which his children are residual beneficiaries. Mr. Levitt disclaims any beneficial ownership of the shares held by the trust.
- F3Shares withheld by Issuer pursuant to a non-discretionary share withholding procedure to satisfy tax withholding requirements on vesting of restricted shares.