SEC Form 4 · accession 0001246360-17-002805
HD Supply Holdings, Inc. · HDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lionel L Nowell III
Director
Period of report
Sep 20, 2017
Accepted (ET)
Sep 22, 2017 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 20, 2017 | M | 845 | $34.32 | A | 845 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1 | $34.32 | Sep 20, 2017 | M | 845 | D | — | — | Common Stock | 845 | 0 | D |
| Restricted Stock UnitsF2 | — | Sep 20, 2017 | J | 3,237 | D | — | — | Common Stock | 3,237 | 0 | D |
Explanation of responses
- F1Shares acquired in settlement of vested deferred stock units on termination of board service. The units were granted to Mr. Nowell on August 17, 2017 under the HD Supply Holdings, Inc. Omnibus Incentive Plan pursuant to his election to convert quarterly cash fees for board service to deferred stock units.
- F2Forfeiture of unvested restricted stock units on termination of board service. The units were granted to Mr. Nowell under the HD Supply Holdings, Inc. Omnibus Incentive Plan on May 18, 2017.