SEC Form 4 · accession 0001246360-17-001964
HD Supply Holdings, Inc. · HDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter A Dorsman
Director
Period of report
May 17, 2017
Accepted (ET)
May 19, 2017 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573097
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 17, 2017 | A | 3,290 | A | — | — | Common Stock | 3,290 | 3,290 | D |
| Deferred Stock UnitsF1,F3 | — | May 18, 2017 | A | 593 | A | — | — | Common Stock | 593 | 593 | D |
Explanation of responses
- F1Each unit represents a contingent right to receive one share of Company common stock.
- F2Grant of restricted stock units under the HD Supply Holdings, Inc. Omnibus Incentive Plan. The restricted stock units vest on the earliest of (1) the one-year anniversary of the grant date, (2) the next annual stockholders meetings, or (3) a change in control, and will be settled upon vesting unless the reporting person elects to defer settlement to a later date. A pro rata portion of the award vests upon termination of board service due to death, disability or age 75 retirement.
- F3Grant of deferred stock units under the HD Supply Holdings, Inc. Omnibus Incentive Plan pursuant to the election of the reporting person to convert quarterly cash fees for board service to deferred stock units. The deferred stock units are fully vested and will be settled upon termination of board service.