SEC Form 4 · accession 0001246360-17-001554
HD Supply Holdings, Inc. · HDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph J Deangelo
Officer — Chairman, President and CEO · Director
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 31, 2017 | M | 300,000 | $20.00 | A | 628,426 | D | |
| Common StockF3 | Mar 31, 2017 | S | 300,000 | $41.2813 | D | 328,426 | D | |
| Common Stock | Apr 3, 2017 | M | 263,345 | $20.00 | A | 591,771 | D | |
| Common Stock | Apr 3, 2017 | M | 36,655 | $18.00 | A | 628,426 | D | |
| Common StockF4 | Apr 3, 2017 | S | 300,000 | $40.5232 | D | 328,426 | D | |
| Common Stock | Apr 4, 2017 | M | 112,145 | $18.00 | A | 440,571 | D | |
| Common StockF5 | Apr 4, 2017 | S | 112,145 | $40.2689 | D | 328,426 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $20.00 | Mar 31, 2017 | M | 300,000 | D | — | Feb 3, 2020 | Common Stock | 300,000 | 263,345 | D |
| Stock Options (right to buy)F2 | $20.00 | Apr 3, 2017 | M | 263,345 | D | — | Feb 3, 2020 | Common Stock | 263,345 | 0 | D |
| Stock Options (right to buy) | $18.00 | Apr 3, 2017 | M | 36,655 | D | Jun 26, 2016 | Jun 26, 2023 | Common Stock | 36,655 | 112,145 | D |
| Stock Options (right to buy) | $18.00 | Apr 4, 2017 | M | 112,145 | D | Jun 26, 2016 | Jun 26, 2023 | Common Stock | 112,145 | 0 | D |
Explanation of responses
- F1The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- F2These options were granted on February 3, 2010, vested in five equal annual installments from the grant date, and were fully vested as of February 3, 2015.
- F3This transaction was executed in multiple trades ranging from $40.7275 to $41.56. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades ranging from $40.15 to 41.36. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $40.05 to $40.4650. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.