SEC Form 4 · accession 0001246360-17-001503
HD Supply Holdings, Inc. · HDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph J Deangelo
Officer — Chairman, President and CEO · Director
Period of report
Mar 29, 2017
Accepted (ET)
Mar 31, 2017 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 29, 2017 | M | 62,905 | $20.00 | A | 391,331 | D | |
| Common Stock | Mar 29, 2017 | M | 126,500 | $8.30 | A | 517,831 | D | |
| Common Stock | Mar 29, 2017 | M | 110,595 | $8.30 | A | 628,426 | D | |
| Common StockF3 | Mar 29, 2017 | S | 300,000 | $40.3851 | D | 328,426 | D | |
| Common Stock | Mar 30, 2017 | M | 300,000 | $20.00 | A | 628,426 | D | |
| Common StockF4 | Mar 30, 2017 | S | 300,000 | $41.0869 | D | 328,426 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $20.00 | Mar 29, 2017 | M | 62,905 | D | — | Feb 3, 2020 | Common Stock | 62,905 | 863,345 | D |
| Stock Options (Right to Buy)F2 | $8.30 | Mar 29, 2017 | M | 126,500 | D | — | Feb 3, 2020 | Common Stock | 126,500 | 0 | D |
| Stock Options (Right to Buy) | $8.30 | Mar 29, 2017 | M | 110,595 | D | Apr 11, 2014 | Apr 10, 2021 | Common Stock | 110,595 | 0 | D |
| Stock Options (right to buy)F2 | $20.00 | Mar 30, 2017 | M | 300,000 | D | — | Feb 3, 2020 | Common Stock | 300,000 | 563,345 | D |
Explanation of responses
- F1The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- F2These options were granted on February 3, 2010, vested in five equal annual installments from the grant date, and were fully vested as of February 3, 2015.
- F3This transaction was executed in multiple trades at prices ranging from $40.19 to $40.77. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $40.21 to $41.31. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.