SEC Form 4 · accession 0001246360-17-001315

HD Supply Holdings, Inc. · HDS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Pres, HD Supply C&I-White Cap

Period of report

Mar 9, 2017

Accepted (ET)

Mar 13, 2017 · 6:07 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001573097

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 9, 2017	M	2,663	$41.92	A	46,103	D
Common Stock	Mar 10, 2017	M	9,744	$41.99	A	55,847	D
Common Stock	Mar 10, 2017	S	892	$42.0827	D	54,955	D
Common Stock^F4	Mar 13, 2017	S	3,250	$42.3349	D	51,705	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock^F1	$41.92	Mar 9, 2017	M	2,663	D	—	—	Common Stock	2,663	7,992	D
Restricted Stock^F2	$41.99	Mar 10, 2017	M	9,744	D	—	—	Common Stock	9,744	19,487	D

F1Conversion on vesting and lapse of restrictions on restricted shares granted on March 9, 2016 under the 2013 Omnibus Incentive Plan. The award vests in four equal annual installments from the grant date.
F2Conversion on vesting and lapse of restrictions on restricted shares granted on March 10, 2015 under the 2013 Omnibus Incentive Plan. The award vests in four equal annual installments from the grant date.
F3Shares withheld and sold in the open market to satisfy mandatory tax withholding upon vesting and lapse of restrictions on restricted shares.
F4This transaction was executed in multiple trades ranging from $42.12 to $42.72. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.