SEC Form 4/A · accession 0001246360-17-001290
HD Supply Holdings, Inc. · HDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joseph J Deangelo
Officer — Chairman, President and CEO · Director
Period of report
Mar 6, 2017
Accepted (ET)
Mar 9, 2017 · 3:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 6, 2017 | M | 41,322 | $0.00 | A | 284,104 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted StockF1 | $43.24 | Mar 6, 2017 | M | 41,322 | D | — | — | Common Stock | 41,322 | 41,323 | D |
Explanation of responses
- F1Conversion on vesting and lapse of restrictions on restricted shares granted on March 6, 2014 under the 2013 Omnibus Incentive Plan. The award vests in four equal annual installments from the grant date.
- F2The purpose of this Form 4/A is to remove reporting of the sale of 16,785 shares erroneously reported on a Form 4 filed by the reporting person on 3/8/2017. No such sale was consummated. The sale of shares was not approved by the reporting person. On March 9, 2017, the erroneous sale was not completed through the brokers account before settlement of the sale of the shares had occurred, and therefore, did not occur for purposes of the account of the reporting person. As a result of the nullification of this erroneous transaction, the reporting person did not experience any profit or loss related to these shares of issuer common stock.