SEC Form 4 · accession 0001246360-17-001273
HD Supply Holdings, Inc. · HDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen O LeClair
Officer — Pres.,HD Supply Waterworks
Period of report
Mar 6, 2017
Accepted (ET)
Mar 8, 2017 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2017 | M | 3,893 | $43.24 | A | 23,700 | D | |
| Common StockF3 | Mar 7, 2017 | S | 1,325 | $42.5949 | D | 22,375 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted StockF1 | $43.24 | Mar 6, 2017 | M | 3,893 | D | — | — | Common Stock | 3,893 | 3,894 | D |
Explanation of responses
- F1Conversion on vesting and lapse of restrictions on restricted shares granted on March 6, 2014 under the 2013 Omnibus Incentive Plan. The award vests in four equal annual installments from the grant date.
- F2Shares withheld and sold in the open market to satisfy mandatory tax withholding upon vesting and lapse of restrictions on restricted shares.
- F3This transaction was executed in multiple trades ranging from $42.53 to $42.7938. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.