SEC Form 4 · accession 0001246360-16-007148
HD Supply Holdings, Inc. · HDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret Newman
Officer — SVP, Chief People Officer
Period of report
Nov 9, 2016
Accepted (ET)
Nov 14, 2016 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2016 | M | 57,200 | $18.00 | A | 68,345 | D | |
| Common StockF3 | Nov 9, 2016 | S | 57,200 | $35.0599 | D | 11,145 | D | |
| Common Stock | Nov 10, 2016 | M | 28,375 | $20.00 | A | 39,520 | D | |
| Common StockF5 | Nov 10, 2016 | S | 28,375 | $36.4354 | D | 11,145 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Rights to buy)F2 | $18.00 | Nov 9, 2016 | M | 57,200 | D | — | — | Common Stock | 57,200 | 0 | D |
| Options (Rights to Buy)F4 | $20.00 | Nov 10, 2016 | M | 28,375 | D | — | — | Common Stock | 28,375 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- F2These options were granted on June 26, 2013, and vested in full on June 26, 2016.
- F3This transaction was executed in multiple trades at prices ranging from $35 to $35.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4These options were granted on February 3, 2010, and vested in full on February 3, 2015.
- F5This transaction was executed in multiple trades at prices ranging from $36.11 to $37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.