SEC Form 4 · accession 0001246360-16-004944
HD Supply Holdings, Inc. · HDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen O LeClair
Officer — Pres.,HD Supply Waterworks
Period of report
Mar 6, 2016
Accepted (ET)
Mar 8, 2016 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2016 | M | 3,894 | $28.99 | A | 17,712 | D | |
| Common Stock | Mar 7, 2016 | S | 1,325 | $28.844 | D | 16,387 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted StockF1 | $28.99 | Mar 6, 2016 | M | 3,894 | D | — | — | Common Stock | 3,894 | 7,787 | D |
Explanation of responses
- F1Conversion on vesting and lapse of restrictions on restricted shares granted on March 6, 2014 under the 2013 Omnibus Incentive Plan. The award vests in four equal annual installments from the grant date.
- F2Shares withheld and sold in the open market to satisfy mandatory tax withholding upon vesting and lapse of restrictions on restricted shares.