SEC Form 4 · accession 0001246360-15-003628
HD Supply Holdings, Inc. · HDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Rubright
Director
Period of report
Nov 20, 2015
Accepted (ET)
Nov 24, 2015 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573097
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Nov 20, 2015 | A | 940 | A | — | — | Common Stock | 940 | 940 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Company common stock.
- F2The units were granted pursuant to the Board of Directors Compensation Policy in connection with the reporting person's appointment as independent lead director.
- F3The restricted stock units were granted under the 2013 Omnibus Stock Incentive Plan and vest on the earliest of: (1) the one-year anniversary of the grant date, (2) the date of the next annual stockholders meeting, or (3) a change in control, and will be settled upon vesting unless the reporting person elects to defer settlement to a later date. A pro rata portion of the award vests upon termination of board service due to death, disability or age 75 retirement.