SEC Form 4 · accession 0001246360-15-003181
HD Supply Holdings, Inc. · HDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerry Webb
Officer — CEO, HD Supply Waterworks
Period of report
Sep 22, 2015
Accepted (ET)
Sep 24, 2015 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 22, 2015 | M | 185,250 | $20.00 | A | 193,257 | D | |
| Common Stock | Sep 22, 2015 | M | 127,832 | $8.30 | A | 321,089 | D | |
| Common StockF2 | Sep 22, 2015 | S | 185,250 | $31.9256 | D | 135,839 | D | |
| Common StockF3 | Sep 22, 2015 | S | 127,832 | $31.9743 | D | 8,007 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $20.00 | Sep 22, 2015 | M | 185,250 | D | — | Jan 31, 2016 | Common Stock | 185,250 | 0 | D |
| Stock Options (Right to Buy) | $8.30 | Sep 22, 2015 | M | 127,832 | D | Apr 11, 2014 | Jan 31, 2016 | Common Stock | 127,832 | 0 | D |
Explanation of responses
- F1These options vested in five equal annual installments from the February 3, 2010 grant date, and are fully vested.
- F2This transaction was executed in multiple trades at prices ranging from $31.8687 to $32.0200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $31.8696 to $32.0819. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.