SEC Form 4 · accession 0001246360-15-002707
HD Supply Holdings, Inc. · HDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Stegeman
Officer — Pres, HD Supply C&I-White Cap
Period of report
Jul 16, 2015
Accepted (ET)
Jul 17, 2015 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 16, 2015 | M | 65,000 | $20.00 | A | 99,657 | D | |
| Common StockF2 | Jul 16, 2015 | S | 65,000 | $36.2768 | D | 34,657 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $20.00 | Jul 16, 2015 | M | 65,000 | D | Jun 8, 2015 | Jun 7, 2020 | Common Stock | 65,000 | 0 | D |
Explanation of responses
- F1The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- F2This transaction was executed in multiple trades at prices ranging from $36 to $36.51. The reported price is the weighted average sale price. The reporting person hereby undertakes to provide to the SEC staff or a security holder of the issuer upon request full information regarding the number of shares and prices at which the transaction was effected.