SEC Form 4 · accession 0001246360-15-002540
HD Supply Holdings, Inc. · HDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Stegeman
Officer — Pres, HD Supply C&I-White Cap
Period of report
Jun 18, 2015
Accepted (ET)
Jun 22, 2015 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 18, 2015 | M | 238,100 | $20.00 | A | 272,757 | D | |
| Common StockF3 | Jun 18, 2015 | S | 238,100 | $35.0079 | D | 34,657 | D | |
| Common Stock | Jun 19, 2015 | M | 10,400 | $20.00 | A | 45,057 | D | |
| Common StockF4 | Jun 19, 2015 | S | 10,400 | $35.013 | D | 34,657 | D | |
| Common Stock | Jun 22, 2015 | M | 11,500 | $20.00 | A | 46,157 | D | |
| Common StockF5 | Jun 22, 2015 | S | 11,500 | $35.012 | D | 34,657 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $20.00 | Jun 18, 2015 | M | 238,100 | D | Jun 8, 2011 | Jun 7, 2020 | Common Stock | 238,100 | 86,900 | D |
| Stock Options (Right to Buy)F2 | $20.00 | Jun 19, 2015 | M | 10,400 | D | Jun 8, 2011 | Jun 7, 2020 | Common Stock | 10,400 | 76,500 | D |
| Stock Options (Right to Buy)F2 | $20.00 | Jun 22, 2015 | M | 11,500 | D | Jun 8, 2011 | Jun 7, 2020 | Common Stock | 11,500 | 65,000 | D |
Explanation of responses
- F1The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- F2The award was granted on June 8, 2010 and vested in five equal annual installments, with the last installment vesting on June 8, 2015.
- F3This transaction was executed in multiple trades at prices ranging from $35 to $35.035. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $35 to $35.095. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $35 to $35.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.