SEC Form 4 · accession 0001246360-15-002479
HD Supply Holdings, Inc. · HDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph J Deangelo
Officer — Chairman, President and CEO · Director
Period of report
Jun 9, 2015
Accepted (ET)
Jun 10, 2015 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 9, 2015 | M | 123,500 | $8.30 | A | 289,736 | D | |
| Common Stock | Jun 9, 2015 | M | 110,600 | $8.30 | A | 400,336 | D | |
| Common StockF2 | Jun 9, 2015 | S | 234,100 | $34.00 | D | 166,236 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $8.30 | Jun 9, 2015 | M | 123,500 | D | Feb 3, 2014 | Feb 3, 2020 | Common Stock | 123,500 | 126,500 | D |
| Stock Options (Right to Buy) | $8.30 | Jun 9, 2015 | M | 110,600 | D | Apr 11, 2014 | Apr 10, 2021 | Common Stock | 110,600 | 110,595 | D |
Explanation of responses
- F1The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- F2140,000 of the shares of common stock attributed to Mr. DeAngelo in Table I, Box 5, are held by a trust with respect to which Mr. DeAngelo's spouse serves as trustee (the "DeAngelo Trust"). Mr. DeAngelo disclaims any beneficial ownership of shares held by the Deangelo Trust.