SEC Form 4 · accession 0001246360-15-002199
HD Supply Holdings, Inc. · HDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James G Berges
Director
Period of report
May 14, 2015
Accepted (ET)
May 15, 2015 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 14, 2015 | A | 1,583 | $0.00 | A | 36,933 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | May 14, 2015 | A | 5,529 | A | — | — | Common Stock | 5,529 | 5,529 | D |
| Restricted Stock UnitsF2,F1 | — | May 14, 2015 | M | 1,583 | D | — | — | Common Stock | 1,583 | 0 | D |
Explanation of responses
- F1Represents the settlement of restricted stock units in shares of Company common stock on their scheduled vesting date.
- F2Each restricted stock unit represents a contingent right to receive one share of Company common stock.
- F3Grant of restricted stock units under the HD Supply Holdings, Inc. 2013 Omnibus Incentive Plan. The restricted stock units vest on the earliest of: (1) the one-year anniversary of the grant date, (2) the next annual stockholders meeting, or (3) a change in control, and will be settled upon vesting unless the reporting person elects to defer settlement to a later date. A pro rata portion of the award vests upon termination of board service due to death, disability or age 75 retirement.