SEC Form 4 · accession 0001246360-15-001752
HD Supply Holdings, Inc. · HDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph J Deangelo
Officer — Chairman, President and CEO · Director
Period of report
Apr 7, 2015
Accepted (ET)
Apr 8, 2015 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 7, 2015 | M | 182,250 | $8.30 | A | 368,486 | D | |
| Common Stock | Apr 7, 2015 | M | 117,750 | $8.30 | A | 486,236 | D | |
| Common Stock | Apr 7, 2015 | S | 20,000 | $32.00 | D | 466,236 | D | |
| Common StockF3 | Apr 7, 2015 | S | 300,000 | $32.00 | D | 166,236 | D | |
| Common Stock | Apr 8, 2015 | M | 48,150 | $8.30 | A | 214,386 | D | |
| Common StockF3 | Apr 8, 2015 | S | 48,150 | $32.00 | D | 166,236 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $8.30 | Apr 7, 2015 | M | 182,250 | D | Feb 3, 2015 | Feb 3, 2020 | Common Stock | 182,250 | 250,000 | D |
| Stock Options (Right to Buy) | $8.30 | Apr 7, 2015 | M | 117,750 | D | Apr 11, 2014 | Apr 10, 2021 | Common Stock | 117,750 | 269,345 | D |
| Stock Options (Right to Buy) | $8.30 | Apr 8, 2015 | M | 48,150 | D | Apr 11, 2014 | Apr 10, 2021 | Common Stock | 48,150 | 221,195 | D |
Explanation of responses
- F1The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by a trust with respect to which Mr. DeAngelo's wife serves as trustee (the "DeAngelo Trust").
- F3140,000 of the shares of common stock attributed to Mr. DeAngelo are held by the DeAngelo Trust. Mr. DeAngelo disclaims any beneficial ownership of shares held by the Deangelo Trust.