SEC Form 4 · accession 0001246360-15-001184
HD Supply Holdings, Inc. · HDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Stegeman
Officer — President, HD Supply White Cap
Period of report
Feb 24, 2015
Accepted (ET)
Feb 25, 2015 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2015 | M | 16,000 | $8.30 | A | 45,694 | D | |
| Common StockF3 | Feb 24, 2015 | S | 16,000 | $30.066 | D | 29,694 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $8.30 | Feb 24, 2015 | M | 16,000 | D | — | Jun 7, 2020 | Common Stock | 16,000 | 82,449 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2These options were granted on June 8, 2010 and scheduled to vest in five annual installments. 55,115 of these options are currently vested and exercisable. The remaining 43,334 of these options will vest on June 8, 2015, subject to continued employment with the Company.
- F3This transaction was executed in multiple trades at prices ranging from $30.00 to $30.19. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which at the transaction was effected.