SEC Form 4 · accession 0001246360-15-000308
HD Supply Holdings, Inc. · HDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James G Berges
Director
Period of report
Jan 16, 2015
Accepted (ET)
Jan 20, 2015 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573097
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jan 16, 2015 | A | 1,583 | A | — | — | Common Stock | 1,583 | 1,583 | D |
Explanation of responses
- F1Represents the grant of restricted stock units under the 2013 Omnibus Incentive Plan on May 15, 2014 that were assigned to Clayton, Dubilier & Rice, LLC and were released from assignment pursuant to an Assignment Termination Agreement executed on January 16, 2015.The restricted stock units vest on the earliest of: (1) the one year anniversary of the grant date, (2) the next annual shareholders meeting, or (3) a change in control, and will be settled upon vesting. A pro rata portion of the award vests upon termination of service due to death, disability or age 75 retirement.