SEC Form 4 · accession 0001246360-15-000258
HD Supply Holdings, Inc. · HDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory S Ledford
Director
Period of report
Jan 12, 2015
Accepted (ET)
Jan 14, 2015 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 12, 2015 | M | 4,125 | $28.34 | A | 8,684 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1 | — | Jan 12, 2015 | A | 475 | A | — | — | Common Stock | 475 | 4,125 | D |
| Restricted Stock UnitsF3 | — | Jan 12, 2015 | J | 3,868 | A | — | — | Common Stock | 3,868 | 0 | D |
| Deferred Stock UnitsF2 | — | Jan 12, 2015 | M | 4,125 | D | — | — | Common Stock | 4,125 | 0 | D |
Explanation of responses
- F1Represents a grant of deferred stock units under the 2013 Omnibus Incentive Plan pursuant to an election by Mr. Ledford to convert quarterly cash fees for board service to deferred stock units. Each deferred stock units represents the right to receive one share of common stock, par value $0.01 per share.
- F2Represents shares acquired in settlement of vested deferred stock units on termination of board service. The units were granted to Mr. Ledford under the 2013 Omnibus Incentive Plan on 8/27/2013 (316 units), 11/8/2013 (756 units), 2/21/2014 (723 units), 5/16/2014 (649 units), 8/15/2015 (634 units), 11/25/2014 (572 units) and 1/12/2015 (475 units).
- F3Represents a forfeiture of unvested restricted stock units on termination of board service. The units were granted to Mr. Ledford on May 15, 2014 under the 2013 Omnibus Incentive Plan.