SEC Form 4 · accession 0001246360-15-000219
HD Supply Holdings, Inc. · HDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerry Webb
Officer — CEO, HD Supply Waterworks
Period of report
Jan 8, 2015
Accepted (ET)
Jan 9, 2015 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 8, 2015 | M | 8,800 | $8.30 | A | 13,800 | D | |
| Common Stock | Jan 8, 2015 | M | 41,200 | $8.30 | A | 55,000 | D | |
| Common StockF2 | Jan 8, 2015 | S | 8,800 | $28.8647 | D | 46,200 | D | |
| Common StockF3 | Jan 8, 2015 | S | 41,200 | $28.5643 | D | 5,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $8.30 | Jan 8, 2015 | M | 8,800 | D | — | Feb 3, 2020 | Common Stock | 8,800 | 24,700 | D |
| Stock Options (Right to Buy) | $8.30 | Jan 8, 2015 | M | 41,200 | D | Apr 11, 2014 | Apr 10, 2021 | Common Stock | 41,200 | 143,132 | D |
Explanation of responses
- F1These options were granted on February 3, 2010 and vest in five equal annual installments beginning on the first anniversary of the grant date. 8,800 of these options are currently vested and exercisable. The remaining 24,700 options will vest on February 3, 2015, subject to continued employment with the Company.
- F2This transaction was executed in multiple trades at prices ranging from $28.64 to $29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $28.47 to $28.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.