SEC Form 4 · accession 0001209191-15-025893
HD Supply Holdings, Inc. · HDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul B Edgerley
Director · 10% Owner
Period of report
Mar 11, 2015
Accepted (ET)
Mar 13, 2015 · 11:29 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 26,463,850 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DEFERRED STOCK UNITSF2,F3 | — | Mar 11, 2015 | A | 1,135 | A | — | — | Common Stock | 1,135 | 1,135 | D |
Explanation of responses
- F1Bain Capital Investors, LLC ("BCI") is the administrative member of Bain Capital Integral Investors 2006, LLC ("BCII 2006"). Mr. Edgerley is a Managing Director of BCI. By virtue of the relationships described in these footnotes, Mr. Edgerley may be deemed to share voting and dispositive power with respect to the shares of common stock held by BCII 2006. Mr. Edgerley disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- F2Each deferred stock unit represents a contingent right to receive one share of the Company's common stock.
- F3Represents a grant of deferred stock units under the Company's 2013 Omnibus Incentive Plan pursuant to the reporting person's election to convert quarterly cash fees for board service to deferred stock units. The deferred stock units are fully vested and will be settled upon termination of the reporting person's board service.