SEC Form 4 · accession 0000899243-15-003429
HD Supply Holdings, Inc. · HDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul B Edgerley
Director
Period of report
Aug 14, 2015
Accepted (ET)
Aug 18, 2015 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001573097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Aug 14, 2015 | M | 6,713 | $0.00 | A | 6,713 | D | |
| COMMON STOCK | Aug 14, 2015 | M | 8,427 | $0.00 | A | 15,140 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DEFERRED STOCK UNITSF1 | — | Aug 14, 2015 | A | 700 | A | — | — | Common Stock | 700 | 700 | D |
| DEFERRED STOCK UNITSF2 | — | Aug 14, 2015 | M | 6,713 | A | — | — | Common Stock | 6,713 | 6,713 | D |
| RESTRICTED STOCK UNITSF3 | — | Aug 14, 2015 | M | 8,427 | A | — | — | Common Stock | 8,427 | 8,427 | D |
| RESTRICTED STOCK UNITSF4 | — | Aug 14, 2015 | J | 3,686 | A | — | — | Common Stock | 3,686 | 0 | D |
Explanation of responses
- F1Represents a grant of deferred stock units under the 2013 Omnibus Incentive Plan pursuant to Mr. Edgerley's election to convert quarterly cash fees for board service to deferred stock units. The deferred stock units are fully vested and were settled upon termination of Mr. Edgerley's board service on August 14, 2015.
- F2Represents shares acquired in settlement of deferred stock units on termination of board service. The units were granted to Mr. Edgerley on August 27 and November 8, 2013 and February 21, May 16, August 15 and November 25, 2014, and March 11, May 15, and August 14, 2015 under the 2013 Omnibus Incentive Plan pursuant to his election to convert quarterly cash fees for board service to deferred stock units.
- F3Represents shares acquired in settlement of vested restricted stock units on termination of board service. The units were granted to Mr. Edgerley under the 2013 Omnibus Incentive Plan on July 2, 2013 and May 15, 2014.
- F4Represents a forfeiture of unvested restricted stock units on termination of board service. The units were granted to Mr. Edgerley under the 2013 Omnibus Incentive Plan on May 14, 2015.