SEC Form 4 · accession 0000769993-16-001339
Goldman Sachs BDC, Inc. · GSBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
GOLDMAN SACHS GROUP INC
10% Owner
Period of report
Feb 5, 2016
Accepted (ET)
Feb 9, 2016 · 3:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001572694
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1,F2,F4 | Feb 5, 2016 | P | 9,988 | $18.1576 | A | 481,034 | I | See footnotes |
| Common Stock, par value $0.001 per shareF1,F3,F4 | Feb 8, 2016 | P | 10,850 | $18.0496 | A | 491,884 | I | See footnotes |
| Common Stock, par value $0.001 per shareF4 | holding | — | — | — | 5,831,299 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects purchases of common stock, par value $0.001 per share (the "Common Stock"), of Goldman Sachs BDC, Inc. (the "Company") effected by Goldman, Sachs & Co. ("Goldman Sachs") pursuant to a Rule 10b5-1 trading plan previously adopted by Goldman Sachs. Goldman Sachs is a wholly-owned subsidiary of The Goldman Sachs Group, Inc. ("GS Group"). GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any.
- F2Reflects a weighted average purchase price of $18.1576 per share, at prices ranging from $17.98 to $18.25 per share. GS Group will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares purchased at each separate price.
- F3Reflects a weighted average purchase price of $18.0496 per share, at prices ranging from $17.91 to $18.20 per share. GS Group will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares purchased at each separate price.
- F4GS Group beneficially owns directly 5,831,299.49 shares of Common Stock, and may be deemed to beneficially own indirectly 491,884 shares of Common Stock beneficially owned directly by Goldman Sachs.