SEC Form 4 · accession 0000769993-16-001085
Goldman Sachs BDC, Inc. · GSBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
GOLDMAN SACHS GROUP INC
10% Owner
Period of report
Jan 7, 2016
Accepted (ET)
Jan 11, 2016 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001572694
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1,F2,F4,F5 | Jan 7, 2016 | P | 11,687 | $19.3075 | A | 259,446 | I | See footnotes |
| Common Stock, par value $0.001 per shareF1,F3,F4,F5 | Jan 8, 2016 | P | 11,560 | $19.3139 | A | 271,006 | I | See footnotes |
| Common Stock, par value $0.001 per shareF4 | holding | — | — | — | 5,831,299 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects purchases of common stock, par value $0.001 per share (the "Common Stock"), of Goldman Sachs BDC, Inc. effected by Goldman, Sachs & Co. ("Goldman Sachs") pursuant to a Rule 10b5-1 trading plan previously adopted by Goldman Sachs. Goldman Sachs is a wholly-owned subsidiary of The Goldman Sachs Group, Inc. ("GS Group").
- F2Reflects a weighted average purchase price of $19.3075 per share, at prices ranging from $19.21 to $19.37 per share. GS Group will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares purchased at each separate price.
- F3Reflects a weighted average purchase price of $19.3139 per share, at prices ranging from $19.15 to $19.37 per share. GS Group will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares purchased at each separate price.
- F4GS Group beneficially owns directly 5,831,299.49 shares of Common Stock, and may be deemed to beneficially own indirectly 271,006 shares of Common Stock beneficially owned directly by Goldman Sachs.
- F5GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any.