SEC Form 4 · accession 0000769993-15-000971
Goldman Sachs BDC, Inc. · GSBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
GOLDMAN SACHS GROUP INC
10% Owner
Period of report
Oct 8, 2015
Accepted (ET)
Oct 13, 2015 · 10:13 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001572694
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1,F3,F4 | Oct 8, 2015 | P | 400 | $19.40 | A | 144,050 | I | See footnotes |
| Common Stock, par value $0.001 per shareF1,F2,F3,F4 | Oct 9, 2015 | P | 21,056 | $19.4167 | A | 165,106 | I | See footnotes |
| Common Stock, par value $0.001 per shareF3 | holding | — | — | — | 5,831,299 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects purchases of common stock, par value $0.001 per share (the "Common Stock"), of Goldman Sachs BDC, Inc. (the "Company") effected by Goldman, Sachs & Co. ("Goldman Sachs") pursuant to a Rule 10b5-1 trading plan previously adopted by Goldman Sachs. Goldman Sachs is a wholly-owned subsidiary of The Goldman Sachs Group, Inc. ("GS Group").
- F2Reflects a weighted average purchase price of $19.4167 per share, at prices ranging from $19.28 to $19.45 per share. GS Group will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- F3GS Group beneficially owns directly 5,831,299.49 shares of Common Stock, and may be deemed to beneficially own indirectly 165,106 shares of Common Stock beneficially owned directly by Goldman Sachs.
- F4GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any.