SEC Form 4 · accession 0001572684-17-000009
UCP, Inc. · UCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Pirrello
Officer — Chief Financial Officer
Period of report
Feb 1, 2017
Accepted (ET)
Feb 2, 2017 · 2:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001572684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 1, 2017 | A | 42,723 | $0.00 | A | 91,696 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Pirrello was granted 42,723 restricted stock units, which will vest as follows: 1/5th on February 1, 2018, 1/5th on February 1, 2019, 1/5th on February 1, 2020, 1/5th on February 1, 2021, and 1/5th on February 1, 2022. The restricted stock units are to be settle for an equal number of shares of Class A common stock upon vesting.