SEC Form 4 · accession 0001572684-17-000002
UCP, Inc. · UCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Pirrello
Officer — Chief Financial Officer
Period of report
Jan 1, 2017
Accepted (ET)
Jan 4, 2017 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001572684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 1, 2017 | F | 4,675 | $12.025 | D | 48,973 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Class A Common Stock surrendered to the Company for the payment of tax obligations arising from the vesting of 10,730 shares of restricted stock units. These shares of Class A Common Stock were part of previously reported grants of restricted stock units made by the Company to Mr. Pirrello.