SEC Form 4 · accession 0001140361-16-075082
UCP, Inc. · UCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen R Wade
Director
Period of report
Aug 4, 2016
Accepted (ET)
Aug 5, 2016 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001572684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 4, 2016 | A | 10,243 | $0.00 | A | 21,383 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Ms. Wade elected to receive her annual fee for her service as a director of the issuer in restricted stock units of the issuer pursuant to the UCP, Inc. 2013 Long-Term Incentive Plan. Ms. Wade received 10,243 restricted stock units, which will vest as follows: 1/4 on August 5, 2016, 1/4 on November 4, 2016, 1/4 on February 3, 2017 and 1/4 on May 4, 2017. The restricted stock units are to be settled for an equal number of shares of Class A common stock upon vesting.