SEC Form 4 · accession 0001140361-16-060249
UCP, Inc. · UCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Henry Lori
Director
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001572684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Apr 1, 2016 | A | 7,153 | $0.00 | A | 12,390 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Lori was granted 7,153 restricted stock units. The restricted stock units, which will vest on January 1, 2017, are to be settled for an equal number of shares of Class A common stock upon vesting.