SEC Form 4 · accession 0001140361-16-060247
UCP, Inc. · UCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dustin L. Bogue
Officer — PRESIDENT AND CEO · Director
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001572684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Apr 1, 2016 | A | 75,107 | $0.00 | A | 90,899 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Bogue was granted 75,107 restricted stock units, which will vest as follows: 1/5th on January 1, 2017, 1/5th on January 1, 2018, 1/5th on January 1, 2019, 1/5th on January 1, 2020 and 1/5th on January 1, 2021. The restricted stock units are to be settled for an equal number of shares of Class A common stock upon vesting.