SEC Form 4 · accession 0001140361-16-055776
UCP, Inc. · UCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dustin L. Bogue
Officer — PRESIDENT AND CEO · Director
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001572684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 26, 2016 | F | 1,679 | $5.96 | D | 15,792 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Class A Common Stock surrendered to the Company for the payment of tax obligations arising from the vesting of 3,858 shares of restricted stock units. These shares of Class A Common Stock were part of previously reported grants of restricted stock units made by the Company to Mr. Bogue.