SEC Form 4 · accession 0001140361-15-018310
UCP, Inc. · UCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Henry Lori
Director
Period of report
May 6, 2015
Accepted (ET)
May 7, 2015 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001572684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 6, 2015 | A | 1,237 | $0.00 | A | 5,237 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Lori was granted 1,237 restricted stock units. The restricted stock units, which will vest on May 6, 2016, are to be settled for an equal number of shares of Class A common stock upon vesting.