SEC Form 4 · accession 0001140361-15-016591
UCP, Inc. · UCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Alan Baker
Officer — CHIEF ACCOUNTING OFFICER
Period of report
Apr 25, 2015
Accepted (ET)
Apr 28, 2015 · 3:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001572684
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock OptionsF1 | $8.97 | Apr 25, 2015 | A | 71,429 | A | — | Apr 25, 2018 | Class A Common Stock | 71,429 | 71,429 | D |
Explanation of responses
- F1Mr. Baker was granted 71,429 stock options, which will vest as follows: 1/3rd on April 25, 2016, 1/3rd on April 25, 2017 and 1/3rd on April 25, 2018. The stock options are to be settled for an equal number of shares of Class A common stock upon exercise.